WORKING WITH A REGISTERED INVESTMENT ADVISOR

Professional and Personal Investment Management with
NO Commission and NO Conflicts of Interest

I am a Registered Investment Advisor, successfully managing individual, family, business and non-profit investments in Marin, the San Francisco Bay Area, and across the country for over 20 years.

I work with my clients to manage their money in a way that is consistent with their investment goals. I do not try to beat an imaginary index.  I work to prevent losses and seek to maximize return on investment without taking unnecessary risk.

No Commission, No Conflicts 

• I do not charge commissions on transactions in advisory accounts (through my affiliation with Linsco/Private Ledger (LPL), a Registered Investment Advisor.)
• Clients pay only a low quarterly fee based on the assets in their Strategic Assets Management account, eliminating the conflict of interest that brokers have with their clients.  (Nominal transaction costs may occur.)
• Investing for retirement requires the best possible independent financial advice and cost effective investment management.  Working with a registered investment advisor is the way to assure that your retirement goals are realized.

Reporting

• As a Registered Investment Advisor I meet with you to provide detailed reporting of your investment performance and activity, and to review investment strategy.
• Clients receive clear, concise performance reporting quarterly on all their investment accounts, as well as monthly activity statements

I am offering an in-depth analysis of your complete stock portfolio.  This is not a computer-generated report.  It is a detailed analysis of each holding in your portfolio with recommended actions.  If you would like to learn more, please click below: